Federal Register 60-Day Notice

2025 06 24_90 FR 26897_3235-0131_60-Day Collection Notice.pdf

Rule 17a-7, Records of non-resident brokers or dealers

Federal Register 60-Day Notice

OMB: 3235-0131

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 90, No. 119 / Tuesday, June 24, 2025 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0131]

khammond on DSK9W7S144PROD with NOTICES

Proposed Collection; Comment
Request; Extension: Rule 17a–7
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the proposed collection of
information provided for in Rule 17a–7
(17 CFR 240.17a–7) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (the ‘‘Exchange Act’’).
Rule 17a–7 requires a non-resident
broker-dealer (generally, a broker-dealer
with its principal place of business in a
place not subject to the jurisdiction of
the United States) registered or applying
for registration pursuant to Section 15 of
the Exchange Act to maintain—in the
United States—complete and current
copies of books and records required to
be maintained under any rule adopted
under the Exchange Act and furnish to
the Commission a written notice
specifying the address where the copies
are located. Alternatively, Rule 17a–7
provides that non-resident brokerdealers may file with the Commission a
written undertaking to furnish the
requisite books and records to the
Commission upon demand within 14
days of the demand.
The Commission estimates that there
are approximately 53 non-resident
broker-dealers. Based on the
Commission’s experience, the
Commission estimates that the average
amount of time necessary to comply
with Rule 17a–7 is one hour per year
per respondent. Accordingly, the
Commission estimates that the total
industry-wide reporting burden is
approximately 53 hours per year.
Assuming an average cost per hour of
approximately $344 for a compliance
manager, the total internal cost of
compliance for the respondents is
approximately $18,232 per year.1
An agency may not conduct or
sponsor, and a person is not required to
1 $344 per hour for a compliance manager is from
SIFMA’s Management & Professional Earnings in
the Securities Industry 2013, modified by
Commission staff for an 1800-hour work-year,
multiplied by 5.35 to account for bonuses, firm size,
employee benefits, and overhead, and adjusted for
inflation.

VerDate Sep<11>2014

16:19 Jun 23, 2025

Jkt 265001

respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Written comments are invited on: (a)
whether the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
Commission’s estimate of the burden of
the collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Please direct your written comments
on this 60-Day Collection Notice to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by August 25, 2025. There will
be a second opportunity to comment on
this SEC request following the Federal
Register publishing a 30-Day
Submission Notice.

26897

255–1007, michael.donadieu@sba.gov,
or Shauniece Carter, Interim Agency
Clearance Officer, 202–205–6536,
shauniece.carter@sba.gov.
Form 857
is used by SBA examiners to obtain
information about financing provided
by small business investment
companies (SBICs). This information,
which is collected directly from the
financed small business, provides
independent confirmation of
information reported to SBA by SBICs,
as well as additional information not
reported by SBICs.

SUPPLEMENTARY INFORMATION:

OMB Control Number 3245–0109
Title: ‘‘Request for Information
Concerning Portfolio Financing’’.
Description of Respondents: Small
Business Investment Companies.
Form Number: 857.
Annual Responses: 2,250.
Annual Burden: 2,250.
Shauniece Carter,
Interim Agency Clearance Officer.
[FR Doc. 2025–11535 Filed 6–23–25; 8:45 am]

Dated: June 18, 2025.
Sherry R. Haywood,
Assistant Secretary.

BILLING CODE 8026–03–P

[FR Doc. 2025–11517 Filed 6–23–25; 8:45 am]
BILLING CODE 8011–01–P

SURFACE TRANSPORTATION BOARD

SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments
60-Day notice and request for
comments.

ACTION:

The Small Business
Administration (SBA) intends to request
approval, from the Office of
Management and Budget (OMB) for the
collection of information described
below. The Paperwork Reduction Act
(PRA) requires federal agencies to
publish a notice in the Federal Register
concerning each proposed collection of
information before submission to OMB,
and to allow 60 days for public
comment in response to the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
August 25, 2025.
ADDRESSES: Send all comments to
Michael Donadieu, National Director,
Examinations Unit, OII, Small Business
Administration, Washington, DC 20416.
FOR FURTHER INFORMATION CONTACT:
Michael Donadieu, Senior Examiner,
Office of SBIC Examinations, OII, 202–
SUMMARY:

PO 00000

Frm 00119

Fmt 4703

Sfmt 4703

[Docket No. EP 748]

Indexing the Annual Operating
Revenues of Railroads
The Surface Transportation Board
(Board) is publishing the annual deflator
factor and inflation-adjusted railroad
revenue thresholds for 2024. The
deflator factor is used by the railroads
to adjust their gross annual operating
revenues for classification purposes.
This indexing methodology ensures that
railroads are classified based on real
business expansion and not on the
effects of inflation. Classification is
important because it determines the
extent to which individual railroads
must comply with the Board’s reporting
requirements.
The Board’s annual deflator factor is
based on the annual average of the
Producer Price Index (PPI) industry data
for line-haul railroads published by the
Bureau of Labor Statistics (BLS) and is
used to deflate revenues for comparison
with established revenue thresholds.
Application of the annual deflator
factors for 2020–2024 results in the
following annual revenue thresholds:

E:\FR\FM\24JNN1.SGM

24JNN1


File Typeapplication/pdf
File Modified2025-06-23
File Created2025-06-24

© 2025 OMB.report | Privacy Policy