Federal Register 60-Day Notice

2025 06 30_90 FR 27897_3235-0469_60-Day Collection Notice.pdf

Rule 17Ad-17, Transfer Agents' Obligation to Search for Lost Securityholders

Federal Register 60-Day Notice

OMB: 3235-0469

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Federal Register / Vol. 90, No. 123 / Monday, June 30, 2025 / Notices
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not:
A. significantly affect the protection
of investors or the public interest;
B. impose any significant burden on
competition; and
C. become operative for 30 days from
the date on which it was filed, or such
shorter time as the Commission may
designate, it has become effective
pursuant to Section 19(b)(3)(A) of the
Act 15 and Rule 19b–4(f)(6) 16
thereunder.17
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments

For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Sherry R. Haywood,
Assistant Secretary.

• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
CboeEDGX–2025–047 on the subject
line.

[FR Doc. 2025–11997 Filed 6–27–25; 8:45 am]

Paper Comments

Proposed Collection; Comment
Request; Extension: Rule 17Ad–17

• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–CboeEDGX–2025–047. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
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comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–CboeEDGX–2025–047 and should be
submitted on or before July 21, 2025.

15 15

U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
17 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
16 17

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BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0469]

Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) is soliciting comments
on the proposed collection of
information. Rule 17Ad–17 (17 CFR
240.17Ad–17) requires certain transfer
agents and broker-dealers to make two
searches for the correct address of lost
18 17

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CFR 200.30–3(a)(12).

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27897

securityholders using an information
database without charge to the lost
securityholders. In addition, paying
agents are required to attempt to notify
lost payees at least once. In addition, the
entities also are required to maintain
records relating to the searches and
notifications. The Commission staff
estimates that the rule applies to
approximately 489 broker dealers and
transfer agents, and 3,106 paying agent
entities, including carrying firms,
transfer agents, indenture trustees,
custodians, and approximately 10% of
issuers. The Commission staff estimates
that the total annual burden for searches
is approximately 183,813 hours and the
total annual burden for paying agent
notifications is approximately 38,913
hours. In addition, approximately 5,968
burden hours are associated with
recordkeeping, representing an annual
burden of 4,411 hours for the brokerdealers and transfer agents, and 1,557
for paying agents. The Commission staff
estimates that the aggregate annual
burden is therefore approximately
228,694 hours (183,813 + 38,913 +
5,968).
In addition, the Commission staff
estimates that covered entities will
incur costs of approximately $6,617,298
annually, primarily as payment to third
party data base providers that will
search for the missing securityholders.
The retention period for the
recordkeeping requirement under Rule
17Ad–17 is not less than three years.
The recordkeeping requirement under
this rule is mandatory to assist the
Commission in monitoring compliance
with the rule. This rule does not involve
the collection of confidential
information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
Please direct your written comments
on this 60-Day Collection Notice to

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27898

Federal Register / Vol. 90, No. 123 / Monday, June 30, 2025 / Notices

Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by August 29, 2025. There will
be a second opportunity to comment on
this SEC request following the Federal
Register publishing a 30-Day
Submission Notice.
Dated: June 25, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–12008 Filed 6–27–25; 8:45 am]
BILLING CODE 8011–01–P

SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #21148 and #21149;
ILLINOIS Disaster Number IL–20017]

Administrative Declaration of a
Disaster for the State of Illinois
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:

This is a notice of an
Administrative declaration of a disaster
for the State of Illinois dated June 18,
2025.
Incident: Severe Storms and
Tornadoes.
DATES: Issued on June 18, 2025.
Incident Period: May 16, 2025.
Physical Loan Application Deadline
Date: August 18, 2025.
Economic Injury (EIDL) Loan
Application Deadline Date: March 16,
2026.
SUMMARY:

Visit the MySBA Loan
Portal at https://lending.sba.gov to
apply for a disaster assistance loan.
FOR FURTHER INFORMATION CONTACT:
Sharon Henderson, Office of Disaster
Recovery & Resilience, U.S. Small
Business Administration, 409 3rd Street
SW, Suite 6050, Washington, DC 20416,
(202) 205–6734.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
Administrator’s disaster declaration,
applications for disaster loans may be
submitted online using the MySBA
Loan Portal https://lending.sba.gov or
other locally announced locations.
Please contact the SBA disaster
assistance customer service center by
email at disastercustomerservice@
sba.gov or by phone at 1–800–659–2955
for further assistance.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Williamson.
Contiguous Counties:
Illinois: Franklin, Jackson, Johnson,

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ADDRESSES:

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Pope, Saline, Union.
The Interest Rates are:
Percent
For Physical Damage:
Homeowners with Credit Available Elsewhere ......................
Homeowners without Credit
Available Elsewhere ..............
Businesses with Credit Available Elsewhere ......................
Businesses without Credit
Available Elsewhere ..............
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere .....................................
For Economic Injury:
Business and Small Agricultural
Cooperatives without Credit
Available Elsewhere ..............
Non-Profit Organizations without Credit Available Elsewhere .....................................

5.625
2.813
8.000
4.000
3.625
3.625

4.000
3.625

The number assigned to this disaster
for physical damage is 21148C and for
economic injury is 211490.
The States which received an EIDL
Declaration are Illinois.
(Catalog of Federal Domestic Assistance
Number 59008)
James Stallings,
Associate Administrator, Office of Disaster
Recovery and Resilience.
[FR Doc. 2025–12037 Filed 6–27–25; 8:45 am]
BILLING CODE 8026–09–P

SMALL BUSINESS ADMINISTRATION
Reporting and Recordkeeping
Requirements Under OMB Review
Small Business Administration.
30-Day notice.

AGENCY:
ACTION:

The U.S. Small Business
Administration (SBA) is seeking
approval from the Office of Management
and Budget (OMB) for a new
information collection described below.
In accordance with the Paperwork
Reduction Act and OMB procedures,
SBA is publishing this notice to allow
all interested members of the public an
additional 30 days to provide comments
on the proposed collection of
information.

SUMMARY:

Submit comments on or before
July 30, 2025.
ADDRESSES: Written comments and
recommendations for this information
collection request should be sent within
30 days of publication of this notice to
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection request by selecting ‘‘Small
DATES:

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Business Administration’’; ‘‘Currently
Under Review,’’ then select the ‘‘Only
Show ICR for Public Comment’’
checkbox. This information collection
can be identified by title and/or OMB
Control Number.
FOR FURTHER INFORMATION CONTACT: You
may obtain a copy of the information
collection and supporting documents
from the Agency Clearance Office at
Shauniece.Carter@sba.gov; (202) 205–
6536, or from www.reginfo.gov/public/
do/PRAMain.
SUPPLEMENTARY INFORMATION: The SBA
and other Federal agencies offer
financial assistance and special
contracting opportunities for business
concerns that are small according to size
standards found at 13 CFR 121.201. This
form provides information about the
business being reviewed to determine
whether it is eligible for small business
programs. The form also collects
information to allow SBA to determine
whether the business seeking assistance
has one or more affiliates, based on the
affiliation rules in 13 CFR 121.103
(contracting and development programs)
and 121.301 (financial assistance).
Section 8(b)(6) of the Small Business
Act authorizes SBA to determine status
as a ‘‘small business concern’’ for a
business seeking assistance under the
Act, and 13 CFR 121.1008(c) authorizes
SBA to collect information about the
business subject to a review. SBA
conducts formal size determinations
when there is a size protest against an
apparent awardee of a Federal
solicitation that has been fully or
partially restricted to small businesses.
See 13 CFR 121.1001 et seq. The size
determination is conducted by the
responsible SBA Government
Contracting Area Office. As part of the
process of the size determination, the
Area Office collects information about
the protested firm using SBA Form 355,
Information for Small Business Size
Determination. SBA Form 355 is
electronically fillable and is reviewed
by Size Specialists at the various Area
Offices. If the information in SBA Form
355 is not collected, then it is not
possible for the Area Office to conduct
the formal size determination as
required under 13 CFR 121.1009.
Failing to collect the information
described above would impede SBA’s
ability to complete size determinations
for the socioeconomic programs.
This PRA submission is a renewal
information collection for SBA Form
355.
Solicitation of Public Comments
Comments may be submitted on (a)
whether the collection of information is

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