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Federal Register / Vol. 90, No. 128 / Tuesday, July 8, 2025 / Notices
The application was filed
on May 22, 2025 and amended on June
17, 2025.
FILING DATE:
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on July 28, 2025, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
The Commission:
Secretarys-Office@sec.gov. Applicants:
Keith Kleinman, Esq., Hamilton Lane
Advisors, L.L.C., kkleinman@
hamiltonlane.com, with copies to Ryan
P. Brizek, Esq., Simpson Thacher &
Bartlett LLP, ryan.brizek@stblaw.com.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Trace W. Rakestraw, Senior Special
Counsel, at (202) 551–6825 (Division of
Investment Management, Chief
Counsel’s Office).
For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ application, dated June 17,
2025, which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field on the
SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
companysearch. You may also call the
SEC’s Office of Investor Education and
Advocacy at (202) 551–8090.
khammond on DSK9W7S144PROD with NOTICES
SUPPLEMENTARY INFORMATION:
For the Commission, by the Division of
Investment Management, under delegated
authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–12699 Filed 7–7–25; 8:45 am]
BILLING CODE 8011–01–P
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SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0673]
Proposed Collection; Comment
Request; Extension: Rule 15c3–5
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the proposed collection of
information for Rule 15c3–5 (17 CFR
240.15c3–5) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 15c3–5 under the Exchange Act
requires brokers or dealers with access
to trading directly on an exchange or
alternative trading system (‘‘ATS’’),
including those providing sponsored or
direct market access to customers or
other persons, to implement risk
management controls and supervisory
procedures reasonably designed to
manage the financial, regulatory, and
other risks of this business activity.
The rule requires brokers or dealers to
establish, document, and maintain
certain risk management controls and
supervisory procedures as well as
regularly review such controls and
procedures, and document the review,
and remediate issues discovered to
assure overall effectiveness of such
controls and procedures. Each such
broker or dealer is required to preserve
a copy of its supervisory procedures and
a written description of its risk
management controls as part of its books
and records in a manner consistent with
Rule 17a–4(e)(7) under the Exchange
Act. Such regular review is required to
be conducted in accordance with
written procedures and is required to be
documented. The broker or dealer is
required to preserve a copy of such
written procedures, and documentation
of each such review, as part of its books
and records in a manner consistent with
Rule 17a–4(e)(7) under the Exchange
Act, and Rule 17a–4(b) under the
Exchange Act, respectively.
In addition, the Chief Executive
Officer (or equivalent officer) is required
to certify annually that the broker or
dealer’s risk management controls and
supervisory procedures comply with the
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rule, and that the broker-dealer
conducted such review. Such
certifications are required to be
preserved by the broker or dealer as part
of its books and records in a manner
consistent with Rule 17a–4(b) under the
Exchange Act. Compliance with Rule
15c3–5 is mandatory.
Respondents consist of broker-dealers
with access to trading directly on an
exchange or ATS. The Commission
estimates that there are currently 500
respondents. To comply with Rule
15c3–5, these respondents will spend a
total of approximately 80,000 hours per
year (160 hours per broker-dealer × 500
broker-dealers = 80,000 hours). At an
average internal cost per burden hour of
approximately $447.92, the resultant
total related internal cost of compliance
for these respondents is $35,833,500 per
year (80,000 burden hours multiplied by
approximately $447.92/hour). In
addition, for hardware and software
expenses, the Commission estimates
that the average annual external cost
would be approximately $20,500 per
broker-dealer, or $10,250,000 in the
aggregate ($20,500 per broker-dealer ×
500 brokers and dealers = $10,250,000).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
Please direct your written comments
on this 60-Day Collection Notice to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by September 8, 2025. There
will be a second opportunity to
comment on this SEC request following
the Federal Register publishing a 30Day Submission Notice.
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Federal Register / Vol. 90, No. 128 / Tuesday, July 8, 2025 / Notices
Dated: July 3, 2025.
Sherry R. Haywood,
Assistant Secretary.
Authority: 22 U.S.C. 2651a; 5 U.S.C.
552.
Alice M. Kottmyer,
Attorney-Adviser, Office of Management,
Department of State.
[FR Doc. 2025–12643 Filed 7–7–25; 8:45 am]
BILLING CODE 8011–01–P
[FR Doc. 2025–12670 Filed 7–7–25; 8:45 am]
BILLING CODE 4710–08–P
DEPARTMENT OF STATE
DEPARTMENT OF STATE
[Delegation of Authority No. 586]
[Public Notice: 12762]
Re-Delegation of Authority To Invoke
the Law Enforcement Privilege for
Information Relating to Security
Vetting of Visa Applicants
Revocation of the Foreign Terrorist
Organization Designation of al-Nusrah
Front, Also Known as Hay’at Tahrir alSham
ACTION:
Delegation of Authority.
The State Department is
publishing a Delegation of Authority
signed by the Assistant Secretary of
Administration, pursuant to Department
of State Delegations of Authority.
SUMMARY:
DATES:
Effective June 27, 2025.
FOR FURTHER INFORMATION CONTACT:
Alice Kottmyer, Attorney-Adviser,
Office of Management, 202–647–2199.
Jose´ E.V.
Cunningham, Assistant Secretary for
Administration, signed the following
document on June 27, 2025. The State
Department maintains the original
document.
khammond on DSK9W7S144PROD with NOTICES
SUPPLEMENTARY INFORMATION:
In consultation with the Attorney
General and the Secretary of the
Treasury, I hereby revoke the
designation of al-Nusrah Front, also
known as Hay’at Tahrir al-Sham (and
other aliases) as a Foreign Terrorist
Organization pursuant to section
219(a)(6)(A) of the Immigration and
Nationality Act (8 U.S.C. 1189(a)(6)(A)).
This determination shall be published
in the Federal Register. The revocation
goes into effect upon publication.
Dated: June 23, 2025.
Marco Rubio,
Secretary of State.
[FR Doc. 2025–12720 Filed 7–7–25; 8:45 am]
BILLING CODE 4710–AD–P
(Begin text.)
DEPARTMENT OF STATE
By virtue of the authority delegated to
the Under Secretary of State for
Management by the laws of the United
States, as delegated by Department of
State Delegations of Authority No. 514
and No. 575, I hereby re-delegate to the
Assistant Secretary for Consular Affairs,
to the extent authorized by law, the
authority to invoke the law enforcement
privilege with respect to information
relating to security vetting of visa
applicants and visa holders to the
United States.
This re-delegation of authority does
not revoke or otherwise affect any other
delegation of authority currently in
effect. The authority re-delegated herein
may also be exercised, to the extent
authorized by law, by the Secretary, the
Deputy Secretary, the Deputy Secretary
for Management Resources, and the
Under Secretary for Management.
This re-delegation will be published
in the Federal Register.
Signed Jose´ E.V. Cunningham,
Assistant Secretary, Bureau of
Administration, Department of State.
[Public Notice 12753]
[End text]
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60-Day Notice of Proposed Information
Collection: Request for Department of
State Personal Identification Card
Notice of request for public
comment.
ACTION:
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
In accordance with the Paperwork
Reduction Act of 1995, we are
requesting comments on this collection
from all interested individuals and
organizations. The purpose of this
notice is to allow 60 days for public
comment preceding submission of the
collection to OMB.
DATES: The Department will accept
comments from the public up to
September 8, 2025.
ADDRESSES: You may submit comments
by any of the following methods:
• Web: Persons with access to the
internet may comment on this notice by
going to www.Regulations.gov. You can
search for the document by entering
SUMMARY:
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30187
‘‘Docket Number: DOS–2025–0038 in
the Search field. Then click the
‘‘Comment Now’’ button and complete
the comment form.
• Email: FergusonJM3@state.gov.
Regular Mail: DS/DO/DFP, Harry S
Truman, 2201 C St. NW, Washington,
DC 20520–0000, Room B237.
You must include the DS form
number (if applicable), information
collection title, and the OMB control
number in any correspondence.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including requests
for copies of the proposed collection
instrument and supporting documents
to John Ferguson, who may be reached
on (202) 647–0511 or at fergusonjm3@
state.gov.
SUPPLEMENTARY INFORMATION:
• Title of Information Collection:
Request for Department of State
Personal Identification Card.
• OMB Control Number: 1405–0232.
• Type of Request: Renewal of a
currently approved collection.
• Originating Office: Diplomatic
Security, Domestic Operations, Security
Support Division (DS/DO/DFP/SSD).
• Form Number: DS–1838 and DS–
7783.
• Respondents: Department
employees and contractors.
• Estimated Number of Respondents:
13,500.
• Estimated Number of Responses:
13,500.
• Average Time per Response: 5
minutes.
• Total Estimated Burden Time: 1,125
hours per year.
• Frequency: On occasion (when new
badge is required, or badge expires).
• Obligation to Respond: Mandatory.
We are soliciting public comments to
permit the Department to:
• Evaluate whether the proposed
information collection is necessary for
the proper functions of the Department.
• Evaluate the accuracy of our
estimate of the time and cost burden for
this proposed collection, including the
validity of the methodology and
assumptions used.
• Enhance the quality, utility, and
clarity of the information to be
collected.
• Minimize the reporting burden on
those who are to respond, including the
use of automated collection techniques
or other forms of information
technology.
Please note that comments submitted
in response to this Notice are public
record. Before including any detailed
personal information, you should be
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File Type | application/pdf |
File Modified | 2025-07-08 |
File Created | 2025-07-08 |