Federal Register 30-Day Notice

20250925_3235-0504_2025-18644_90 FR 46286_30-Day Submission Notice.pdf.pdf

Rule 19b-4(e) under the Securities Exchange Act of 1934

Federal Register 30-Day Notice

OMB: 3235-0504

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46286

Federal Register / Vol. 90, No. 184 / Thursday, September 25, 2025 / Notices

November 4, 2025. The meeting will
begin at 10 a.m. (ET) and will be open
to the public.
PLACE: The meeting will be conducted
at the Commission’s headquarters, 100 F
Street NE, Washington, DC 20549, and
by remote means (videoconference).
Members of the public may attend inperson or watch the webcast of the
meeting on the Commission’s website at
www.sec.gov.
STATUS: This Sunshine Act notice is
being issued because a majority of the
Commission may attend the meeting.
MATTERS TO BE CONSIDERED: The agenda
for the meeting includes matters relating
to rules and regulations affecting small
and emerging businesses and their
investors under the federal securities
laws.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
(Authority: 5 U.S.C. 552b.)
Dated: September 23, 2025.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2025–18593 Filed 9–23–25; 11:15 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0504]

lotter on DSK11XQN23PROD with NOTICES1

Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 19b–4(e)
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (SEC or
‘‘Commission’’) is submitting to the
Office of Management and Budget
(‘‘OMB’’) this request for an extension of
the proposed collection of information
in Rule 19b–4(e).
Rule 19b–4(e), 17 CFR 240.19b–4(e),
permits a self-regulatory organization
(‘‘SRO’’) to list and trade a new
derivative securities product without
submitting a proposed rule change
pursuant to Section 19(b) of the Act (15
U.S.C. 78s(b)), so long as such product
meets the criteria of Rule 19b–4(e)
under the Act. However, in order for the
Commission to maintain an accurate
record of all new derivative securities
products traded on the SROs, Rule 19b–

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4(e) requires an SRO to publicly report
certain information on its internet
website using the most recent versions
of the XML schema and the associated
PDF renderer as published on the
Commission’s website for each new
derivative securities product within five
business days of beginning to trade such
new derivative securities product. In
addition, Rule 19b–4(e) requires an SRO
to maintain, on-site, that information for
a prescribed period of time.
This collection of information is
designed to allow the Commission to
maintain an accurate record of all new
derivative securities products traded on
the SROs that are not deemed to be
proposed rule changes and to determine
whether an SRO has properly availed
itself of the permission granted by Rule
19b–4(e). The Commission reviews SRO
compliance with Rule 19b–4(e) through
its routine inspections of the SROs.
The respondents to the collection of
information are SROs (as defined by the
Act), all of which are national securities
exchanges. As of July 15, 2025, there are
twenty-eight entities registered as
national securities exchanges with the
Commission. The Commission receives
an average total of 2,626 responses per
year, which corresponds to an estimated
annual response burden of 2,626 hours.
At an average hourly cost of $72, the
aggregate related internal cost of
compliance with Rule 19b–4(e) is
$189,072 (2,626 burden hours
multiplied by $72/hour).
Compliance with Rule 19b–4(e) is
mandatory. Information received in
response to Rule 19b–4(e) shall not be
kept confidential; the information
collected is public information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/

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PRAViewICR?ref_nbr=202507-3235-012
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
October 27, 2025.
Dated: September 23, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–18644 Filed 9–24–25; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–104012; File No. SR–
CBOE–2025–065]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Rule 7.10
Relating to Fingerprint-Based
Background Checks
September 22, 2025.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 9, 2025, Cboe Exchange, Inc.
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’ or ‘‘SEC’’) the proposed
rule change as described in Items I and
II below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to amend
Rule. 7.10. The text of the proposed rule
change is provided in Exhibit 5.
The text of the proposed rule change
is also available on the Commission’s
website (https://www.sec.gov/rules/
sro.shtml), the Exchange’s website
(https://www.cboe.com/us/options/
regulation/rule_filings/bzx/ [sic]) and at
the principal office of the Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
1 15
2 17

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U.S.C. 78s(b)(1).
CFR 240.19b–4.

25SEN1


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