Form S-1 Registration Statement

Forms and Documents

Document Name	Status
Form SEC 870 Form S-1 Registration Statement Form and Instruction	Modified
20251203_3235-0065_2025-21828_90 FR 55771_30-Day Submission Notice.pdf.pdf Supplementary Document	2025-12-03
20250926_3235-0065_2025-18672_90 FR 46445_60-Day Collection Notice.pdf Supplementary Document	2025-09-26
Form S-1 Supporting Statement.Final.pdf Supporting Statement A	2025-09-17
March 6, 2025.EDGAR PIA.pdf Supplementary Document	2025-08-08

IC Document Collections

IC ID	Document Title	Status
34231	Form S-1 Registration Statement Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0065	ICR Reference No: 202508-3235-003
Status: Received in OIRA	Previous ICR Reference No: 202305-3235-009
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Form S-1 Registration Statement
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 12/03/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	04/30/2026
Responses	908	898
Time Burden (Hours)	145,861	141,978
Cost Burden (Dollars)	262,550,016	174,015,643

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Abstract: The Securities Act of 1933 (the “Securities Act”) was enacted in order to provide full and fair disclosure with respect to publicly offered securities and to prevent fraud in connection with such offerings. The Securities Act carries out this purpose by requiring the filing of a registration statement in connection with public distributions of securities by issuers and their control persons. Schedule A of the Securities Act specifies the general types of information that must be disclosed in registration statements filed with the Securities and Exchange Commission (“Commission”). The Commission has authority, under Section 19 of the Securities Act, to promulgate rules to carry out the provisions of the Securities Act. Form S-1 (17 CFR 239.11) is a general registration form used to register the public offering of securities under the Securities Act of 1933 (“Securities Act”). Form S-1 may be used for the registration under the Securities Act of securities of all registrants for which no other form is authorized or prescribed, except that this Form shall not be used for securities of foreign governments or political subdivisions thereof or asset-backed securities. The information collected is intended to ensure the adequacy of information available to investors in connection with securities offerings.

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Authorizing Statute(s): US Code: 15 USC 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78c(b), 78l, 78m, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77c, 77f, 77g,77h, 77j Name of Law: Securities Act of 1933
   US Code: 15 USC 78w(a), 78mm Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 46445	09/26/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 55771	12/03/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form S-1 Registration Statement	SEC 870	Form S-1

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	908	898	0	0	10	0
Annual Time Burden (Hours)	145,861	141,978	0	0	3,883	0
Annual Cost Burden (Dollars)	262,550,016	174,015,643	0	0	88,534,373	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden hours of 3,883 hours and the increase in cost burden of $88,534,373 are due to an increase in the number of annual Forms S-1 responses (from 898 responses to 908 responses). The increase in cost burden also is due to the Commission’s increase in the estimated cost of outside professionals (from $400 per hour to $600 per hour).

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/03/2025

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