Rule 3a71-3 Cross Border Security-Based Swap Dealing Activity

ICR 202512-3235-003

Forms and Documents

Document Name	Status

No forms / supporting documents in this ICR. Check IC Document Collections.

IC Document Collections

IC ID	Document Title	Status
236516	Representations Regarding U.S.-Person Status - Ongoing	Modified
236515	Representation Regarding a Transaction Conducted Through a Foreign Branch - Ongoing	Unchanged
221761	Representations Regarding U.S.-Person Status - Initial	Modified
210267	Representation Regarding a Transaction Conducted Through a Foreign Branch - Initial	Modified

ICR Details